Compliance Specialist Lead

Description

Responsible for assisting Compliance Manager and other Compliance Specialists in all compliance activities which could include reviewing internal processes, documents and reports, and ensuring compliance with internal and external regulatory framework. Incumbent serves as the expert in their specific compliance program. Interprets internal or external business issues and recommends solutions and/or best practices. Resolves complex issues using a broad perspective to identify solutions and works independently with little guidance. Employees in this classification typically analyze, compare and evaluate various courses of action and have the authority to make independent decisions on matters of significance, free from immediate direction, within the scope of their responsibilities. Primary activities and decision making authority are predominantly performed independently affecting business operations to a substantial degree. Under FLSA, this is the exempt job classification for this title. Incumbents in this position must meet the full criteria for exempt status: salary level, salary basis, and duties tests.