Compliance Specialist Associate

Description

Responsible for assisting more senior Compliance Officers and the team on all compliance matters. Maintain compliance monitoring program and perform regular monitoring activities. Ensure up to date manuals and procedures. Handle regulatory inquiries. The position works under direct supervision. Typically requires a Bachelor's Degree and less than one year of experience. Frequently reports to the Compliance Manager. Under FLSA, incumbents in this position are nonexempt.