Compliance Specialist Associate
Description
Responsible for assisting more senior Compliance Officers and the team on all compliance matters. Maintain compliance monitoring program and perform regular monitoring activities. Ensure up to date manuals and procedures. Handle regulatory inquiries. The position works under direct supervision. Typically requires a Bachelor's Degree and less than one year of experience. Frequently reports to the Compliance Manager. Under FLSA, incumbents in this position are nonexempt.
Movements To
The list below shows actual job titles that staff moved to when they were in the position you selected and the frequency of occurrences. This data has been collected since September 1, 2005, and continues to expand as time goes on.
Movements From
The list below shows actual job titles held by staff when they moved into the position you selected and the frequency of occurrences. This data has been collected since September 1, 2005, and continues to expand as time goes on.
Paths Within Bands